SEC Form 4 · accession 0001110803-15-000034

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David R Walt

Director

Period of report

Jan 27, 2015

Accepted (ET)

Jan 29, 2015 · 6:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 27, 2015	M	4,000	$6.225	A	860,930	D
Common Stock^F1,F2	Jan 27, 2015	S	300	$197.9133	D	860,630	D
Common Stock^F1,F3	Jan 27, 2015	S	800	$199.74	D	859,830	D
Common Stock^F1,F4	Jan 27, 2015	S	900	$200.6489	D	858,930	D
Common Stock^F1,F5	Jan 27, 2015	S	200	$201.33	D	858,730	D
Common Stock^F1,F6	Jan 27, 2015	S	424	$202.9191	D	858,306	D
Common Stock^F1,F7	Jan 27, 2015	S	1,076	$204.0037	D	857,230	D
Common Stock^F1,F8	Jan 27, 2015	S	300	$204.9517	D	856,930	D
Common Stock	holding	—	—		—	74,960	I	By Spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F1	$6.225	Jan 27, 2015	M	4,000	D	Jun 7, 2006	Jun 28, 2015	Common Stock	4,000	0	D

Explanation of responses

F1The transaction was made pursuant to a 10b5-1 plan.
F2Weighted average sale price representing 300 shares sold ranging from $197.75 to $198.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 800 shares sold ranging from $199.18 to $200.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 900 shares sold ranging from $200.21 to $201.09 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 200 shares sold ranging from $201.28 to $201.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 424 shares sold ranging from $202.65 to $203.12 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 1,076 shares sold ranging from $203.69 to $204.30 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 300 shares sold ranging from $204.915 to $205.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.