SEC Form 4 · accession 0001110803-15-000026
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer · Director
Period of report
Jan 22, 2015
Accepted (ET)
Jan 23, 2015 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2015 | M | 25,000 | $20.04 | A | 390,478 | D | |
| Common StockF1,F2 | Jan 22, 2015 | S | 5,604 | $186.598 | D | 384,874 | D | |
| Common StockF1,F3 | Jan 22, 2015 | S | 5,253 | $187.7535 | D | 379,621 | D | |
| Common StockF1,F4 | Jan 22, 2015 | S | 5,303 | $188.4736 | D | 374,318 | D | |
| Common StockF1,F5 | Jan 22, 2015 | S | 5,380 | $189.6701 | D | 368,938 | D | |
| Common StockF1,F6 | Jan 22, 2015 | S | 3,456 | $190.8126 | D | 365,482 | D | |
| Common StockF1 | Jan 22, 2015 | S | 4 | $191.51 | D | 365,478 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | by Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $20.04 | Jan 22, 2015 | M | 25,000 | D | Feb 25, 2007 | Jan 25, 2017 | Common Stock | 25,000 | 20,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 5,604 shares sold ranging from $186.05 to $187.02 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 5,253 shares sold ranging from $187.15 to $188.12 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 5,303 shares sold ranging from $188.17 to $188.93 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 5,380 shares sold ranging from $189.25 to $190.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 3,456 shares sold ranging from $190.31 to $191.14 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.