SEC Form 4 · accession 0001110803-15-000024

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David R Walt

Director

Period of report

Jan 20, 2015

Accepted (ET)

Jan 22, 2015 · 5:54 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 20, 2015	M	4,000	$6.225	A	860,930	D
Common Stock^F1,F2	Jan 20, 2015	S	200	$190.37	D	860,730	D
Common Stock^F1	Jan 20, 2015	S	100	$191.34	D	860,630	D
Common Stock^F1,F3	Jan 20, 2015	S	377	$192.5536	D	860,253	D
Common Stock^F1,F4	Jan 20, 2015	S	1,200	$193.8991	D	859,053	D
Common Stock^F1,F5	Jan 20, 2015	S	1,307	$194.8375	D	857,746	D
Common Stock^F1,F6	Jan 20, 2015	S	816	$196.4311	D	856,930	D
Common Stock^F1	Jan 20, 2015	S	100	$190.00	D	76,860	I	By Spouse
Common Stock^F1,F7	Jan 20, 2015	S	250	$192.922	D	76,610	I	By Spouse
Common Stock^F1,F8	Jan 20, 2015	S	800	$194.0781	D	75,810	I	By Spouse
Common Stock^F1,F9	Jan 20, 2015	S	400	$194.8725	D	75,410	I	By Spouse
Common Stock^F1,F10	Jan 20, 2015	S	450	$196.4711	D	74,960	I	By Spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F1	$6.225	Jan 20, 2015	M	4,000	D	Jun 7, 2006	Jun 28, 2015	Common Stock	4,000	4,000	D

Explanation of responses

F1The transaction was made pursuant to a 10b5-1 plan.
F10Weighted average sale price representing 450 shares sold ranging from $195.90 to $196.675 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F2Weighted average sale price representing 200 shares sold ranging from $189.92 to $190.82 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 377 shares sold ranging from $192.37 to $192.97 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 1,200 shares sold ranging from $193.40 to $194.34 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 1,307 shares sold ranging from $194.455 to $195.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 816 shares sold ranging from $195.81 to $196.79 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 250 shares sold ranging from $192.51 to $193.44 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 800 shares sold ranging from $193.51 to $194.455 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9Weighted average sale price representing 400 shares sold ranging from $194.55 to $195.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.