SEC Form 4 · accession 0001110803-15-000023

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

William H Rastetter

Director

Period of report

Jan 20, 2015

Accepted (ET)

Jan 22, 2015 · 3:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 20, 2015	M	16,000	$6.225	A	21,953	D
Common Stock^F1,F2	Jan 20, 2015	S	5,850	$184.8486	D	16,103	D
Common Stock^F1,F3	Jan 20, 2015	S	2,373	$185.8982	D	13,730	D
Common Stock^F1	Jan 20, 2015	S	200	$187.57	D	13,530	D
Common Stock^F1,F4	Jan 20, 2015	S	800	$189.1162	D	12,730	D
Common Stock^F1,F5	Jan 20, 2015	S	844	$190.2254	D	11,886	D
Common Stock^F1,F6	Jan 20, 2015	S	600	$191.0917	D	11,286	D
Common Stock^F1,F7	Jan 20, 2015	S	543	$192.6004	D	10,743	D
Common Stock^F1,F8	Jan 20, 2015	S	907	$193.8768	D	9,836	D
Common Stock^F1,F9	Jan 20, 2015	S	3,683	$194.9087	D	6,153	D
Common Stock^F1,F10	Jan 20, 2015	S	200	$195.52	D	5,953	D
Common Stock	holding	—	—		—	86,680	I	by Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F1	$6.225	Jan 20, 2015	M	16,000	D	Jun 7, 2006	Jun 28, 2015	Common Stock	16,000	0	D

Explanation of responses

F1The sale was made pursuant to a 10b5-1 plan.
F10Weighted average sale price representing 200 shares sold ranging from $195.49 to $195.55 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F2Weighted average sale price representing 5,850 shares sold ranging from $184.40 to $185.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 2,373 shares sold ranging from $185.57 to $186.39 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 800 shares sold ranging from $188.73 to $189.62 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 844 shares sold ranging from $189.85 to $190.78 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 600 shares sold ranging from $190.93 to $191.37 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 543 shares sold ranging from $192.19 to $193.0352 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 907 shares sold ranging from $193.44 to $194.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9Weighted average sale price representing 3,683 shares sold ranging from $194.47 to $195.46 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.