SEC Form 4 · accession 0001110803-15-000019
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Stapley
Officer — Sr VP & CFO
Period of report
Jan 15, 2015
Accepted (ET)
Jan 16, 2015 · 8:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2015 | M | 1,422 | $36.30 | A | 25,706 | D | |
| Common StockF1,F2 | Jan 15, 2015 | S | 500 | $180.238 | D | 25,206 | D | |
| Common StockF1,F3 | Jan 15, 2015 | S | 322 | $181.2578 | D | 24,884 | D | |
| Common StockF1,F4 | Jan 15, 2015 | S | 400 | $182.3275 | D | 24,484 | D | |
| Common StockF1,F5 | Jan 15, 2015 | S | 200 | $184.245 | D | 24,284 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $36.30 | Jan 15, 2015 | M | 1,422 | D | Jan 20, 2013 | Jan 20, 2022 | Common Stock | 1,422 | 58,297 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 500 shares sold ranging from $179.67 to $180.60 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 322 shares sold ranging from $180.94 to $181.89 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 400 shares sold ranging from $181.94 to $182.92 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 200 shares sold ranging from $184.22 to $184.27 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.