SEC Form 4 · accession 0001110803-15-000017

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David R Walt

Director

Period of report

Jan 13, 2015

Accepted (ET)

Jan 15, 2015 · 7:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 13, 2015	M	4,000	$6.225	A	860,930	D
Common Stock^F1,F2	Jan 13, 2015	S	500	$183.0992	D	860,430	D
Common Stock^F1,F3	Jan 13, 2015	S	600	$184.0758	D	859,830	D
Common Stock^F1,F4	Jan 13, 2015	S	300	$184.89	D	859,530	D
Common Stock^F1,F5	Jan 13, 2015	S	400	$186.96	D	859,130	D
Common Stock^F1,F6	Jan 13, 2015	S	1,000	$188.0454	D	858,130	D
Common Stock^F1,F7	Jan 13, 2015	S	600	$189.113	D	857,530	D
Common Stock^F1,F8	Jan 13, 2015	S	200	$190.18	D	857,330	D
Common Stock^F1,F9	Jan 13, 2015	S	400	$191.1375	D	856,930	D
Common Stock	holding	—	—		—	76,960	I	By Spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F1	$6.225	Jan 13, 2015	M	4,000	D	Jun 7, 2006	Jun 28, 2015	Common Stock	4,000	8,000	D

Explanation of responses

F1The transaction was made pursuant to a 10b5-1 plan.
F2Weighted average sale price representing 500 shares sold ranging from $182.54 to $183.49 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 600 shares sold ranging from $183.57 to $184.41 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 300 shares sold ranging from $184.68 to $185.12 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 400 shares sold ranging from $186.36 to $187.31 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 1,000 shares sold ranging from $187.52 to $188.40 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 600 shares sold ranging from $188.78 to $189.50 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 200 shares sold ranging from $189.86 to $190.50 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9Weighted average sale price representing 400 shares sold ranging from $190.70 to $191.47 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.