SEC Form 4 · accession 0001110803-15-000014
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay T Flatley
Officer — Chief Executive Officer · Director
Period of report
Jan 8, 2015
Accepted (ET)
Jan 9, 2015 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2015 | M | 25,000 | $20.04 | A | 390,478 | D | |
| Common StockF1,F2 | Jan 8, 2015 | S | 2,598 | $196.0448 | D | 387,880 | D | |
| Common StockF1,F3 | Jan 8, 2015 | S | 6,546 | $197.031 | D | 381,334 | D | |
| Common StockF1,F4 | Jan 8, 2015 | S | 13,645 | $198.0169 | D | 367,689 | D | |
| Common StockF1,F5 | Jan 8, 2015 | S | 2,211 | $198.7843 | D | 365,478 | D | |
| Common Stock | holding | — | — | — | 6,000 | I | by Daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $20.04 | Jan 8, 2015 | M | 25,000 | D | Feb 25, 2007 | Jan 25, 2017 | Common Stock | 25,000 | 45,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 2,598 shares sold ranging from $195.45 to $196.44 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 6,546 shares sold ranging from $196.48 to $197.45 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 13,645 shares sold ranging from $197.48 to $198.4651 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 2,211 shares sold ranging from $198.50 to $199.47 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.