SEC Form 4 · accession 0001110803-15-000012

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David R Walt

Director

Period of report

Jan 6, 2015

Accepted (ET)

Jan 8, 2015 · 6:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 6, 2015	M	4,000	$6.225	A	860,930	D
Common Stock^F1,F2	Jan 6, 2015	S	1,100	$186.5695	D	859,830	D
Common Stock^F1,F3	Jan 6, 2015	S	1,100	$187.8668	D	858,730	D
Common Stock^F1,F4	Jan 6, 2015	S	700	$189.0786	D	858,030	D
Common Stock^F1,F5	Jan 6, 2015	S	600	$190.3333	D	857,430	D
Common Stock^F1,F6	Jan 6, 2015	S	500	$191.61	D	856,930	D
Common Stock^F1,F7	Jan 6, 2015	S	500	$186.574	D	78,460	I	By Spouse
Common Stock^F1,F8	Jan 6, 2015	S	500	$187.7205	D	77,960	I	By Spouse
Common Stock^F1,F9	Jan 6, 2015	S	400	$188.8763	D	77,560	I	By Spouse
Common Stock^F1,F10	Jan 6, 2015	S	300	$189.90	D	77,260	I	By Spouse
Common Stock^F1,F11	Jan 6, 2015	S	150	$190.84	D	77,110	I	By Spouse
Common Stock^F1,F12	Jan 6, 2015	S	150	$191.58	D	76,960	I	By Spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F1	$6.225	Jan 6, 2015	M	4,000	D	Jun 7, 2006	Jun 28, 2015	Common Stock	4,000	12,000	D

Explanation of responses

F1The transaction was made pursuant to a 10b5-1 plan.
F10Weighted average sale price representing 300 shares sold ranging from $189.47 to $190.33 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F11Weighted average sale price representing 150 shares sold ranging from $190.51 to $191.50 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F12Weighted average sale price representing 150 shares sold ranging from $191.52 to $191.61 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F2Weighted average sale price representing 1,100 shares sold ranging from $186.31 to $186.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 1,100 shares sold ranging from $187.42 to $188.38 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 700 shares sold ranging from $188.75 to $189.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 600 shares sold ranging from $189.81 to $190.66 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 500 shares sold ranging from $191.35 to $192.17 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 500 shares sold ranging from $186.28 to $186.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 500 shares sold ranging from $187.415 to $187.90 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F9Weighted average sale price representing 400 shares sold ranging from $188.425 to $189.29 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.