SEC Form 4 · accession 0001110803-15-000010
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karin Eastham
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2015 | M | 10,000 | $36.29 | A | 19,726 | D | |
| Common StockF1,F2 | Jan 2, 2015 | S | 1,792 | $184.5352 | D | 17,934 | D | |
| Common StockF1,F3 | Jan 2, 2015 | S | 5,908 | $185.321 | D | 12,026 | D | |
| Common StockF1,F4 | Jan 2, 2015 | S | 1,300 | $186.4254 | D | 10,726 | D | |
| Common StockF1,F5 | Jan 2, 2015 | S | 600 | $187.8183 | D | 10,126 | D | |
| Common StockF1,F6 | Jan 2, 2015 | S | 400 | $189.1075 | D | 9,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $36.29 | Jan 2, 2015 | M | 10,000 | D | May 8, 2010 | May 8, 2019 | Common Stock | 10,000 | 5,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.
- F2Weighted average sale price representing 1,792 shares sold ranging from $184.00 to $184.92 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F3Weighted average sale price representing 5,908 shares sold ranging from $185.00 to $185.92 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F4Weighted average sale price representing 1,300 shares sold ranging from $186.01 to $186.91 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F5Weighted average sale price representing 600 shares sold ranging from $187.30 to $188.26 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
- F6Weighted average sale price representing 400 shares sold ranging from $188.87 to $189.48 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.