SEC Form 4 · accession 0001110783-17-000152
MONSANTO CO /NEW/ · MON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marcos M Lutz
Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 31, 2017 | F | 30 | $117.20 | D | 8,063 | D | |
| Common StockF2 | Sep 1, 2017 | A | 1,088 | $117.21 | A | 9,151 | D | |
| Common StockF3 | Sep 1, 2017 | A | 1,088 | $117.21 | A | 10,239 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On the last day of each month, shares of restricted stock granted under the Monsanto Company Non-Employee Director Equity Compensation Plan become fully vested, for which taxes become due and payable. The shares indicated were withheld by the Company for the payment of these taxes.
- F2Represents shares of deferred common stock deliverable upon termination as a director under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Shares of deferred stock are credited in the form of hypothetical shares to a stock unit account in installments on the last day of each plan month during the director's term. Shares of deferred stock not credited to the stock unit account because of termination as a director are forfeited.
- F3Represents shares of restricted stock granted under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Shares of restricted stock vest in installments on the last day of each plan month during the director's term. Shares of restricted stock that do not vest because of termination as a director are forfeited.