SEC Form 4 · accession 0001110783-17-000106
MONSANTO CO /NEW/ · MON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Fraley
Officer — EVP, Chief Technology Officer
Period of report
Jul 10, 2017
Accepted (ET)
Jul 11, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 16, 2016 | G | 1,220 | $0.00 | D | 40,644 | D | |
| Common Stock | Dec 20, 2016 | G | 2,860 | $0.00 | D | 37,784 | D | |
| Common Stock | Jul 10, 2017 | M | 52,410 | $89.45 | A | 90,194 | D | |
| Common StockF2 | Jul 10, 2017 | S | 52,410 | $117.9491 | D | 37,784 | D | |
| Common Stock | holding | — | — | — | 15,000 | I | By Trust - 2016 GRAT II | |
| Common Stock | holding | — | — | — | 18,940 | I | By Trust - Childrens | |
| Common Stock | holding | — | — | — | 3,995 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3 | $89.45 | Jul 10, 2017 | M | 52,410 | D | Nov 15, 2009 | Oct 20, 2018 | Common Stock | 52,410 | 0 | D |
Explanation of responses
- F1Excludes 15,000 shares transferred to 2016 GRAT II.
- F2This price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $117.88 to $118.03. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
- F3One-third of the options became exercisable on November 15, 2009, one-third of the options became exercisable on November 15, 2010 and the remainder of the options became exercisable on November 15, 2011, subject to the terms and conditions of the Monsanto Company Long Term Incentive Plan.