SEC Form 4 · accession 0001110783-16-000552
MONSANTO CO /NEW/ · MON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwight Barns
Director
Period of report
Oct 28, 2016
Accepted (ET)
Nov 1, 2016 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2016 | A | 10 | $100.98 | A | 5,573 | D | |
| Common StockF2 | Oct 31, 2016 | A | 68 | $100.77 | A | 5,641 | D | |
| Common StockF3 | Oct 31, 2016 | A | 34 | $0.00 | A | 5,675 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalents with respect to shares of deferred common stock deliverable upon termination as a director under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Deferred common stock and dividend equivalents are credited to a stock unit account in the form of hypothetical shares, which vest in installments on the last day of each plan month during the director's term. Shares of deferred stock that do not vest, because of termination as a director or certain changes in committee roles, are forfeited.
- F2Represents shares of deferred common stock granted under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan as a result of a change in the reporting person's compensation following a change in committee role.
- F3Represents shares of restricted stock granted under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan as a result of a change in the reporting person's compensation following a change in committee role. Shares of restricted stock vest in installments on the last day of each plan month during the director's term. Shares of restricted stock that do not vest because of termination as a director are forfeited.