SEC Form 4 · accession 0001110783-15-000222
MONSANTO CO /NEW/ · MON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom D Hartley
Officer — Vice President and Treasurer
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 26, 2015 | A | 1,446 | $91.34 | A | 10,522 | D | |
| Common Stock | holding | — | — | — | 5,732 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $91.34 | Oct 26, 2015 | A | 5,420 | A | Nov 15, 2016 | Oct 26, 2025 | Common Stock | 5,420 | 5,420 | D |
Explanation of responses
- F1Restricted stock unit grant pursuant to the Monsanto Company 2005 Long-Term Incentive Plan vesting on November 15, 2018.
- F2One-third of the options become exercisable on November 15, 2016, one-third of the options become exercisable on November 15, 2017 and the remainder of the options become exercisable on November 15, 2018, subject to the terms and conditions of the Monsanto Company 2005 Long-Term Incentive Plan.