SEC Form 4 · accession 0001110783-15-000012
MONSANTO CO /NEW/ · MON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Snively
Officer — EVP, Secy & Gen. Counsel
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | M | 12,537 | $74.79 | A | 69,285 | D | |
| Common Stock | Jan 20, 2015 | M | 8,843 | $90.48 | A | 78,128 | D | |
| Common StockF1 | Jan 20, 2015 | S | 21,380 | $116.9697 | D | 56,748 | D | |
| Common Stock | Jan 20, 2015 | S | 8,141 | $117.57 | D | 0 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $74.79 | Jan 20, 2015 | M | 12,537 | D | Nov 15, 2012 | Oct 24, 2021 | Common Stock | 12,537 | 0 | D |
| Option (Right to Buy)F3 | $90.48 | Jan 20, 2015 | M | 8,843 | D | Nov 15, 2013 | Oct 16, 2022 | Common Stock | 8,843 | 8,844 | D |
| Phantom Share UnitsF4,F5 | — | Jan 20, 2015 | S | 4,400 | D | — | — | Common Stock | 4,400 | 0 | D |
Explanation of responses
- F1This price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $116.90 to $117.02. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
- F2One-third of the options became exercisable on November 15, 2012, one-third of the options became exercisable on November 15, 2013 and the remainder of the options became exercisable on November 15, 2014, subject to the terms and conditions of the Monsanto Company 2005 Long Term Incentive Plan.
- F3One-third of the options became exercisable on November 15, 2013, one-third of the options became exercisable on November 15, 2014 and the remainder of the options become exercisable on November 15, 2015, subject to the terms and conditions of the Monsanto Company 2005 Long Term Incentive Plan.
- F41 for 1
- F5The reported phantom share units were acquired under Monsanto Company's excess benefit plan and are to be settled upon the reporting person's retirement or other termination of service.