SEC Form 4 · accession 0001110783-15-000010
MONSANTO CO /NEW/ · MON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tom D Hartley
Officer — Vice President and Treasurer
Period of report
Jan 14, 2015
Accepted (ET)
Jan 16, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110783
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 14, 2015 | X | 5,000 | $29.2175 | A | 16,103 | D | |
| Common StockF1 | Jan 14, 2015 | S | 5,000 | $117.00 | D | 11,103 | D | |
| Common Stock | holding | — | — | — | 5,641 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $29.2175 | Jan 14, 2015 | X | 5,000 | D | Nov 15, 2006 | Oct 28, 2015 | Common Stock | 5,000 | 4,600 | D |
Explanation of responses
- F1The sale and stock option exercise reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 7, 2014.
- F2One-third of the options became exercisable on November 15, 2006, one-third of the options became exercisable on November 15, 2007 and the remainder of the options became exercisable on November 15, 2008, subject to the terms and conditions of the Monsanto Company Long Term Incentive Plan.