SEC Form 4 · accession 0001214659-18-006511
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward B Collins
Director
Period of report
Oct 10, 2018
Accepted (ET)
Oct 12, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 10, 2018 | M | 8,000 | $3.65 | A | 169,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.65 | Oct 10, 2018 | M | 8,000 | D | — | Oct 22, 2018 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Exercise of stock options that fully vested on October 22, 2009.