SEC Form 4 · accession 0001214659-18-005225
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Carter
Officer — Chief Commercial Officer
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | A | 20,000 | $0.00 | A | 380,458 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock units, which vests 25% on the one year anniversary of the date of grant and 6.25% every February 1st, May 1st, August 1st and November 1st following the Initial Vesting Date over the three years of continuous service thereafter.