SEC Form 4 · accession 0001214659-18-004502
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Paul
Officer — EVP of Human Resources
Period of report
Jun 14, 2018
Accepted (ET)
Jun 15, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 14, 2018 | S | 5,000 | $9.0826 | D | 204,397 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale Subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $9.02 to $9.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.