SEC Form 4 · accession 0001214659-18-001183
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Teichmann
Officer — EVP, GC, & Corp. Sec.
Period of report
Feb 10, 2018
Accepted (ET)
Feb 13, 2018 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2018 | F | 14,625 | $6.41 | D | 349,305 | D | |
| Common StockF3 | Feb 13, 2018 | S | 24,962 | $6.4097 | D | 324,343 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of 14,625 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
- F2Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.
- F3This transaction was executed in multiple trades at prices ranging from $6.32 to $6.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.