SEC Form 4 · accession 0001214659-17-007087
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Gordon Beck Mason
Officer — President, IPB
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 30, 2017 | S | 39,255 | $7.2244 | D | 171,226 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale subject to Rule 144.
- F2This transaction was executed in multiple trades at prices ranging from $7.19 to $7.245. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.