SEC Form 4 · accession 0001214659-17-005506
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Small
Director
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2017 | A | 23,391 | $0.00 | A | 23,391 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the grant of a restricted stock award, which vests 1/3rd on the one year anniversary of the date of grant (Initial Vesting Date) and 8.33% every November 10th, February 10th, May 10th and August 10th following the Initial Vesting Date over the two years of continuous service thereafter.