SEC Form 4 · accession 0001214659-17-003296
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Dougherty
Officer — Chief Executive Officer
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2017 | F | 22,813 | $8.94 | D | 1,220,619 | D | |
| Common Stock | May 12, 2017 | S | 40,000 | $9.00 | D | 1,180,619 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of 22,813 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
- F2Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.