SEC Form 4 · accession 0001214659-17-001168
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Douglas Haynes
Officer — Chief Operating Officer
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 7:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | F | 12,139 | $9.49 | D | 329,277 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of 12,139 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.