SEC Form 4 · accession 0001214659-16-015269
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H Fernicola
Officer — Principal Accounting Officer
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 6, 2016 | S | 43,709 | $8.2344 | D | 72,465 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale subject to Rule 144.
- F2Sale of shares pursuant to a Rule 10b5-1 trading plan. This transaction was executed in multiple trades at prices ranging from $8.03 to $8.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.