SEC Form 4 · accession 0001214659-16-014905
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel A Smith III
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | A | 12,083 | $0.00 | A | 218,482 | D | |
| Common Stock | holding | — | — | — | 86 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock awards, which vests 100% on the first anniversary of the date of grant.