SEC Form 4 · accession 0001214659-16-013662
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael H Fernicola
Officer — Principal Accounting Officer
Period of report
Sep 10, 2016
Accepted (ET)
Sep 14, 2016 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 10, 2016 | F | 1,504 | $8.40 | D | 119,227 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of 1,504 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.