SEC Form 4 · accession 0001214659-16-009502
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Carter
Officer — Chief Commercial Officer
Period of report
Feb 10, 2016
Accepted (ET)
Feb 12, 2016 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2016 | A | 6,500 | $0.00 | A | 227,176 | D | |
| Common Stock | Feb 10, 16 | F | 2,737 | $4.11 | D | 224,439 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a grant of restricted stock units, which vests 100% on the first anniversary of the date of grant, subject to continuous service with Oclaro
- F2Withholding of 2,737 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.