SEC Form 4 · accession 0001214659-15-007687
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yves Le Maitre
Officer — Pres., Optical Connect. Bus.
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2015 | F | 588 | $3.41 | D | 242,517 | D | |
| Common Stock | Nov 10, 2015 | F | 752 | $3.41 | D | 241,765 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of 588 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
- F2Withholding of 752 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock units.