SEC Form 4 · accession 0001214659-15-006210
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Douglas Haynes
Officer — Chief Operating Officer
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | F | 3,120 | $2.79 | D | 216,977 | D | |
| Common Stock | Aug 17, 2015 | F | 985 | $2.79 | D | 215,992 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of 3,120 shares pursuant to a Rule 10b5-1 trading plan to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
- F2Sale of 985 shares pursuant to a Rule 10b5-1 trading plan to satisfy tax obligations arising in connection with the non-reportable vesting of performance stock awards.