SEC Form 4 · accession 0001214659-15-004179
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward B Collins
Director
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 14, 2015 | G | 57,731 | $0.00 | A | 57,731 | I | by Trust |
| Common StockF4,F2 | May 18, 2015 | P | 20,000 | $2.05 | A | 77,731 | I | by Trust |
| Common StockF5 | May 18, 2015 | P | 50,000 | $2.04 | A | 50,000 | I | by Spouse |
| Common Stock | holding | — | — | — | 95,738 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer of 57,731 shares to The Edward Collins Revocable Trust.
- F2As a trustee of The Edward Collins Revocable Trust.
- F3Open market purchase.
- F4The price range for purchases of these shares was between $2.04 to $2.05. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.
- F5The price range for purchases of these shares was between $2.02 to $2.04. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.