SEC Form 4 · accession 0001214659-15-003879
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pete J Mangan
Officer — Chief Financial Officer
Period of report
May 10, 2015
Accepted (ET)
May 12, 2015 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2015 | F | 1,410 | $1.86 | D | 200,829 | D | |
| Common Stock | May 10, 2015 | F | 752 | $1.86 | D | 200,077 | D | |
| Common Stock | May 11, 2015 | F | 2,528 | $1.8909 | D | 197,549 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of 1,410 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
- F2Withholding of 752 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock units.
- F3Sale of 2,528 shares pursuant to a Rule 10b5-1 trading plan to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.