SEC Form 4 · accession 0001214659-15-003878
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Teichmann
Officer — EVP, GC, & Corp. Sec.
Period of report
May 10, 2015
Accepted (ET)
May 12, 2015 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2015 | F | 118 | $1.86 | D | 132,766 | D | |
| Common Stock | May 10, 2015 | F | 1,410 | $1.86 | D | 131,356 | D | |
| Common Stock | May 12, 2015 | F | 2,349 | $1.91 | D | 129,007 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Withholding of 118 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock units.
- F2Withholding of 1,410 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock units.
- F3Withholding of 2,349 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock units.