SEC Form 4 · accession 0001214659-15-001528
OCLARO, INC. · OCLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Douglas Haynes
Officer — Chief Operating Officer
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 17, 2015 | F | 4,214 | $1.4999 | D | 169,523 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale of 4,214 shares pursuant to a Rule 10b5-1 trading plan to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
- F2The price range for sales of these shares was between $1.4900 to $1.5100. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price.