SEC Form 4 · accession 0001562180-18-001215
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S. Anderson
Officer — Executive Vice President
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 8:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | A | 3,944 | $0.00 | A | 94,700 | D | |
| Common StockF1,F2 | Feb 22, 2018 | S | 1,527 | $8.0898 | D | 93,173 | D | |
| Common Stock | holding | — | — | — | 3,100 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF3 | $8.15 | Feb 21, 2018 | A | 11,513 | A | — | Feb 21, 2028 | Common Stock | 11,513 | 11,513 | D |
Explanation of responses
- F1Transaction shares reflect the number of shares sold for taxes during a release.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.05 to $8.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F33 Years Annually beginning on 21-Feb-2018