SEC Form 4 · accession 0001562180-18-001210
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Abraham
Officer — EVP, Relationship Banking Head
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 8:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | A | 3,377 | $0.00 | A | 5,377 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $8.15 | Feb 21, 2018 | A | 9,859 | A | — | Feb 21, 2028 | Common Stock | 9,859 | 9,859 | D |
Explanation of responses
- F13 Years Annually beginning on 21-Feb-2018