SEC Form 4 · accession 0001562180-17-001203
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Vertin
Officer — President and CEO · Director
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 7, 2017 | S | 836 | $7.2353 | D | 39,512 | D | |
| Common StockF1,F3 | Mar 8, 2017 | S | 905 | $7.2316 | D | 38,607 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction shares reflect the number of shares sold for taxes during a release.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.20 to $7.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.20 to $7.30 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.