SEC Form 4 · accession 0001562180-17-000763
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Thomas M.D.
Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2017 | A | 2,368 | — | A | 105,475 | D | |
| Common Stock | Feb 15, 2017 | M | 12,000 | $3.51 | A | 117,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF2 | $3.51 | Feb 15, 2017 | M | 12,000 | D | — | Nov 15, 2020 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Shares granted pursuant to restricted stock agreement, vesting over 12 months.
- F23 Years Monthly beginning on 15-Nov-2010