SEC Form 4/A · accession 0001562180-16-003132
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tom Wagner
Officer — EVP & Chief Strategy Officer
Period of report
Aug 31, 2016
Accepted (ET)
Sep 8, 2016 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 31, 2016 | S | 619 | $7.48 | D | 14,075 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction shares reflect the number of shares withheld during an exercise.
- F2Due to a clerical error, this is a corrected balance. The reporting person should have added 6,515 RSA awards.