SEC Form 4 · accession 0001562180-16-002659
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J. Inserra
Officer — EVP & Chief Credit Officer
Period of report
Jun 14, 2016
Accepted (ET)
Jun 17, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted | Jun 14, 2016 | A | 10,000 | $0.00 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.95 | Jun 14, 2016 | A | 50,000 | A | — | Jun 14, 2026 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F13 Years Annually beginning 14-Jun-2017