SEC Form 4 · accession 0001562180-16-002102
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis Birkmann
Officer — CTO
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2016 | A | 3,750 | $7.02 | A | 3,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $7.02 | Apr 1, 2016 | A | 11,250 | A | — | Apr 1, 2026 | Common Stock | 11,250 | 11,250 | D |
Explanation of responses
- F13 Years Annually beginning on 01-Apr-2016