Form4insider filings, from the source

SEC Form 4 · accession 0001562180-16-002100

PACIFIC MERCANTILE BANCORP · PMBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Nancy A Gray
Officer — CAO
Period of report
Feb 9, 2016
Accepted (ET)
Apr 5, 2016 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockFeb 9, 2016M100$2.97A100D
Common StockFeb 9, 2016S100$6.68D0D
Common StockFeb 10, 2016M200$2.97A200D
Common StockF1Feb 10, 2016S200$6.71D0D
Common StockFeb 11, 2016M1,200$2.97A1,200D
Common StockF2Feb 11, 2016S1,200$6.6404D0D
Common StockMar 11, 2016M2,500$4.34A2,500D
Common StockMar 11, 2016S2,500$7.0638D0D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Common Stock OptionF3$2.97Feb 9, 2016M100D—Mar 16, 2020Common Stock1007,403D
Common Stock OptionF3$2.97Feb 10, 2016M200D—Mar 16, 2020Common Stock2007,203D
Common Stock OptionF3$2.97Feb 11, 2016M1,200D—Mar 16, 2020Common Stock1,2006,003D
Common Stock OptionF4$4.34Mar 11, 2016M2,500D—Apr 19, 2021Common Stock2,50010,000D

Explanation of responses