SEC Form 4/A · accession 0001562180-16-001854
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas Vertin
Officer — President and CEO
Period of report
Feb 16, 2016
Accepted (ET)
Mar 1, 2016 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | A | 2,440 | $0.00 | A | 2,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $6.77 | Feb 16, 2016 | A | 6,117 | A | — | Feb 16, 2026 | Common Stock | 6,117 | 6,117 | D |
Explanation of responses
- F13 Years Annually beginning 16-Feb-2016