SEC Form 4 · accession 0001562180-16-001748
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Stevens
Officer — EVP & CCO
Period of report
Feb 16, 2016
Accepted (ET)
Feb 22, 2016 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | A | 3,102 | $6.77 | A | 3,102 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| common stockF1 | $6.77 | holding | — | — | — | — | Feb 16, 2026 | Common Stock | 7,778 | 7,778 | D |
Explanation of responses
- F13 Years Annually beginning 16-Feb-2016