SEC Form 4 · accession 0001562180-16-001685
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Maxwell Sinclair
Officer — Chief Risk Officer
Period of report
Feb 16, 2016
Accepted (ET)
Feb 18, 2016 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2016 | A | 7,436 | $0.00 | A | 9,436 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $6.77 | Feb 16, 2016 | A | 20,678 | A | — | Feb 16, 2026 | Common Stock | 20,678 | 20,678 | D |
Explanation of responses
- F13 Years Annually beginning on 16-Feb-2016