SEC Form 4 · accession 0001562180-16-001683
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Dow
Officer — EVP/ Chief Technology Officer
Period of report
Feb 2, 2016
Accepted (ET)
Feb 18, 2016 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $3.48 | Feb 2, 2016 | M | 2,000 | D | — | Oct 28, 2018 | Common Stock | 2,000 | 2,000 | D |
| Common Stock OptionF1 | $3.48 | Feb 4, 2016 | M | 3,000 | D | — | Oct 28, 2018 | Common Stock | 3,000 | 1,000 | D |
Explanation of responses
- F15 Years Annually beginning on 28-Oct-2008