SEC Form 4 · accession 0001127602-15-010930
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxwell Sinclair
Officer — Chief Risk Officer
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 8:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted | Mar 6, 2015 | A | 2,609 | $7.09 | A | 10,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $7.09 | Mar 6, 2015 | A | 4,844 | A | Mar 10, 2018 | Mar 10, 2025 | Common Stock | 4,844 | 4,844 | D |