SEC Form 4 · accession 0001127602-15-007511
PACIFIC MERCANTILE BANCORP · PMBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Thomas M.D.
Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - RestrictedF1 | Feb 18, 2015 | A | 2,107 | $7.12 | A | 2,107 | D | |
| Common Stock | holding | — | — | — | 157,656 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $3.51 | holding | — | — | — | Dec 15, 2010 | Nov 15, 2020 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Shares granted pursuant to restricted stock agreement, vesting over 12 months.