Form4insider filings, from the source

SEC Form 4 · accession 0000902664-15-000486

PACIFIC MERCANTILE BANCORP · PMBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
SBAV LP
10% Owner
SBAV GP LLC
10% Owner
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109546

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2,F3Feb 3, 2015P10,404$7.04A110,894ISee footnotes
Common StockF1,F2,F3Feb 4, 2015P2,700$6.98A113,594ISee footnotes
Common StockF1,F2,F3Feb 4, 2015P5,000$6.99A118,594ISee footnotes
Common StockF1,F2,F3Feb 5, 2015P9,130$7.00A127,724ISee footnotes

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

Remarks

Mr. Daniel Strauss, an employee of Clinton, serves as a member of the board of directors of the Issuer. The Reporting Persons may therefore be deemed to be a director by deputization.