SEC Form 4 · accession 0001109357-19-000011
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mayo A Shattuck III
Director · Other
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Def. Stock Units)F1 | Dec 31, 2018 | A | 771 | $47.00 | A | 21,781 | I | By Exelon Directors Deferred Stock Unit Plan |
| Common Stock | holding | — | — | — | 267,649 | D | ||
| Common StockF2 | holding | — | — | — | 2,163 | I | By 401(k) plan | |
| Common StockF3 | holding | — | — | — | 10,000 | I | By Lizzie Mae, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance includes 153 shares acquired on December 10, 2018 through automatic dividend reinvestment.
- F2Shares held as of November 30, 2018 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's request for a distribution on a 1:1 basis. Balance is updated to reflect the additional shares acquired in the account though the automatic dividend reinvestment feature of the 401(k) plan.
- F3The reporting person is a manager of Lizzie Mae, LLC, whose members are trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae, LLC except to the extent of his pecuniary interest therein.