SEC Form 4 · accession 0001109357-19-000010
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Rogers Jr.
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Deferred Stock Units)F1 | Dec 31, 2018 | A | 771 | $47.00 | A | 56,552 | I | By Exelon Directors' Deferred Stock Unit Plan |
| Common Stock (Deferred Stock Units)F2 | holding | — | — | — | 5,281 | I | By Unicom Directors' Stock Unit Plan | |
| Common Stock | holding | — | — | — | 14,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation - Phantom Share EquivalentsF4,F3 | — | holding | — | — | — | — | — | Common Stock | — | 15,660 | D |
Explanation of responses
- F1Balance includes 406 shares acquired on December 10, 2018 through automatic dividend reinvestment.
- F2Balance includes 38 shares acquired on December 10, 2018 through automatic dividend reinvestment.
- F3Phantom share equivalents acquired through the reinvestment of dividend equivalents in reporting person's Exelon stock fund account under multi-fund, non-qualified deferred compensation plan. The unitized fund consists of Exelon common stock and short term investments and will be settled in cash upon the reporting person's separation from the board for any reason. The balance of such phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition.
- F4Balance as of December 31, 2018. Balance includes 116 share equivalents accrued on November 14, 2018 through automatic dividend reinvestment.